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QUALCOMM INC/DE — Director's Dealing 2017
Nov 7, 2017
10546_dirs_2017-11-07_3276196b-a257-4547-a545-4b5ce5d9ca6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2017-11-03
Reporting Person: GROB MATTHEW S (EVP, Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-03 | Common Stock | M | 18000 | $41.36 | Acquired | 18000 | Direct |
| 2017-11-03 | Common Stock | S | 18000 | $60.0 | Disposed | 0 | Direct |
| 2017-11-06 | Common Stock | M | 2000 | $41.36 | Acquired | 2000 | Direct |
| 2017-11-06 | Common Stock | S | 2000 | $64.41 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-03 | Non-Qualified Stock Option (right to buy) | $41.36 | M | 18000 | Disposed | 2019-04-23 | Common Stock (18000) | Direct |
| 2017-11-06 | Non-Qualified Stock Option (right to buy) | $41.36 | M | 2000 | Disposed | 2019-04-23 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19580 | Indirect |
| Common Stock | 19580 | Indirect |
| Common Stock | 36837 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.