Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2016

Nov 10, 2016

10546_dirs_2016-11-10_ece80c58-ba85-4b65-9223-3bcf4cef5fd9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-11-09

Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-09 Common Stock M 13838.0 $0.0 Acquired 248639 Indirect
2016-11-09 Common Stock M 15601.0 $0.0 Acquired 264240 Indirect
2016-11-09 Common Stock F 13271.0 $67.88 Disposed 250969 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-09 Performance Stock Unit $ M 13838.8531 Disposed 2016-11-09 Common Stock (13838.8531) Direct
2016-11-09 Restricted Stock Unit $ M 15601.1249 Disposed 2016-11-09 Common Stock (15601.1249) Direct

Footnotes

F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

F2: Includes 194 shares and 271 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016 and July 31, 2016, respectively.

F3: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4: The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.

F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.