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QUALCOMM INC/DE — Director's Dealing 2016
Nov 10, 2016
10546_dirs_2016-11-10_ece80c58-ba85-4b65-9223-3bcf4cef5fd9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-11-09
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | M | 13838.0 | $0.0 | Acquired | 248639 | Indirect |
| 2016-11-09 | Common Stock | M | 15601.0 | $0.0 | Acquired | 264240 | Indirect |
| 2016-11-09 | Common Stock | F | 13271.0 | $67.88 | Disposed | 250969 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Performance Stock Unit | $ | M | 13838.8531 | Disposed | 2016-11-09 | Common Stock (13838.8531) | Direct |
| 2016-11-09 | Restricted Stock Unit | $ | M | 15601.1249 | Disposed | 2016-11-09 | Common Stock (15601.1249) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: Includes 194 shares and 271 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016 and July 31, 2016, respectively.
F3: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.