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QUALCOMM INC/DE — Director's Dealing 2016
Nov 10, 2016
10546_dirs_2016-11-10_348f6a75-8fb7-4f2d-a24b-448ff687f128.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-11-09
Reporting Person: ABERLE DEREK K (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | M | 11071.0 | $0.0 | Acquired | 29702 | Direct |
| 2016-11-09 | Common Stock | M | 12480.0 | $0.0 | Acquired | 42182 | Direct |
| 2016-11-09 | Common Stock | F | 12289.0 | $67.88 | Disposed | 29893 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Performance Stock Unit | $ | M | 11071.9845 | Disposed | 2016-11-09 | Common Stock (11071.9845) | Direct |
| 2016-11-09 | Restricted Stock Unit | $ | M | 12480.2238 | Disposed | 2016-11-09 | Common Stock (12480.2238) | Direct |
Footnotes
F1: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
F3: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.