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QUALCOMM INC/DE — Director's Dealing 2016
Oct 20, 2016
10546_dirs_2016-10-20_e6d7610d-927d-4fdb-959d-58ea7bc282ad.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-10-10
Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 655 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Unit | $0.0 | Common Stock (1567) | Indirect | ||
| Restricted Stock Unit | $ | 2016-11-20 | Common Stock (2150.892) | Direct | |
| Restricted Stock Unit | $ | 2017-05-20 | Common Stock (1728.353) | Direct | |
| Restricted Stock Unit | $ | 2017-11-20 | Common Stock (4028.0624) | Direct | |
| Restricted Stock Unit | $ | 2018-05-20 | Common Stock (4932.0604) | Direct | |
| Restricted Stock Unit | $ | 2018-11-20 | Common Stock (16034.1684) | Direct | |
| Restricted Stock Unit | $ | 2019-11-20 | Common Stock (25955.3356) | Direct |
Footnotes
F1: The common stock issued under the terms of the Company's Non-Qualified Deferred Compensation Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissible form of distribution under the Plan.
F2: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F3: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017.
F7: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.
F8: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.
F9: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.
F10: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.