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QUALCOMM INC/DE — Director's Dealing 2016
Apr 14, 2016
10546_dirs_2016-04-14_1da26f7e-5b01-49df-80b7-c4b70b8e2c92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-04-13
Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-13 | Common Stock | M | 35000.0 | $51.48 | Acquired | 79533 | Direct |
| 2016-04-13 | Common Stock | S | 35000.0 | $51.58 | Disposed | 44533 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-13 | Non-Qualified Stock Option (right to buy) | $51.48 | M | 35000.0 | Disposed | 2016-04-13 | Common Stock (35000) | Direct |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
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