AI assistant
QUALCOMM INC/DE — Director's Dealing 2016
Apr 14, 2016
10546_dirs_2016-04-14_becbc463-7482-4767-ab67-1db1c5332751.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-04-13
Reporting Person: GROB MATTHEW S (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-13 | Common Stock | M | 32700.0 | $51.48 | Acquired | 75012 | Indirect |
| 2016-04-13 | Common Stock | S | 32700.0 | $51.59 | Disposed | 42312 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-13 | Non-Qualified Stock Option (right to buy) | $51.48 | M | 32700.0 | Disposed | 2016-04-13 | Common Stock (32700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7500 | Indirect |
| Common Stock | 7500 | Indirect |
Footnotes
F1: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: The sale prices for this transaction ranged from $51.58 to $52.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016.
F5: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.