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QUALCOMM INC/DE Director's Dealing 2016

Dec 13, 2016

10546_dirs_2016-12-13_e7bae56d-76f8-4f06-8ac5-02e99dd4e6f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-12-12

Reporting Person: GROB MATTHEW S (EVP, Qualcomm Technologies Inc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-12-12 Common Stock M 2000 $41.36 Acquired 2000 Direct
2016-12-12 Common Stock S 2000 $68.16 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-12 Non-Qualified Stock Option (right to buy) $41.36 M 2000 Disposed 2019-04-23 Common Stock (2000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15000 Indirect
Common Stock 15000 Indirect
Common Stock 35083 Indirect

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.

F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.