AI assistant
QUALCOMM INC/DE — Director's Dealing 2016
May 23, 2016
10546_dirs_2016-05-23_67cbae8b-9880-4d24-8efc-5e02100dfbf4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-05-20
Reporting Person: STERLING MICHELLE M (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-20 | Common Stock | M | 1643.0 | $0.0 | Acquired | 1643 | Indirect |
| 2016-05-20 | Common Stock | M | 1697.0 | $0.0 | Acquired | 3340 | Indirect |
| 2016-05-20 | Common Stock | M | 1912.0 | $0.0 | Acquired | 5252 | Indirect |
| 2016-05-20 | Common Stock | F | 617.0 | $54.52 | Disposed | 4635 | Indirect |
| 2016-05-20 | Common Stock | F | 638.0 | $54.52 | Disposed | 3997 | Indirect |
| 2016-05-20 | Common Stock | F | 719.0 | $54.52 | Disposed | 3278 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-20 | Restricted Stock Unit | $ | M | 1643.0997 | Disposed | 2016-05-20 | Common Stock (1643.0997) | Direct |
| 2016-05-20 | Restricted Stock Unit | $ | M | 1697.415 | Disposed | 2017-05-20 | Common Stock (1697.415) | Direct |
| 2016-05-20 | Restricted Stock Unit | $ | M | 1912.0162 | Disposed | 2018-05-20 | Common Stock (1912.0162) | Direct |
Footnotes
F1: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.