Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2016

Nov 21, 2016

10546_dirs_2016-11-21_7b288068-cffe-4bab-af1f-fa18e3f99b70.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-11-20

Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-20 Common Stock M 5344 $0.0 Acquired 5999 Direct
2016-11-20 Common Stock M 6488 $0.0 Acquired 12487 Direct
2016-11-20 Common Stock M 2014 $0.0 Acquired 14501 Direct
2016-11-20 Common Stock M 2150 $0.0 Acquired 16651 Direct
2016-11-20 Common Stock F 7003 $67.31 Disposed 9648 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-20 Restricted Stock Unit $ M 2150.892 Disposed 2016-11-20 Common Stock (2150.892) Direct
2016-11-20 Restricted Stock Unit $ M 2014.0312 Disposed 2017-11-20 Common Stock (2014.0312) Direct
2016-11-20 Restricted Stock Unit $ M 5344.7228 Disposed 2018-11-20 Common Stock (5344.7228) Direct
2016-11-20 Restricted Stock Unit $ M 6488.8339 Disposed 2019-11-20 Common Stock (6488.8339) Direct

Footnotes

F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.

F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F5: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.