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QUALCOMM INC/DE — Director's Dealing 2016
Nov 21, 2016
10546_dirs_2016-11-21_7b288068-cffe-4bab-af1f-fa18e3f99b70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-11-20
Reporting Person: ROGERS ALEXANDER H (EVP & President, QTL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-20 | Common Stock | M | 5344 | $0.0 | Acquired | 5999 | Direct |
| 2016-11-20 | Common Stock | M | 6488 | $0.0 | Acquired | 12487 | Direct |
| 2016-11-20 | Common Stock | M | 2014 | $0.0 | Acquired | 14501 | Direct |
| 2016-11-20 | Common Stock | M | 2150 | $0.0 | Acquired | 16651 | Direct |
| 2016-11-20 | Common Stock | F | 7003 | $67.31 | Disposed | 9648 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-20 | Restricted Stock Unit | $ | M | 2150.892 | Disposed | 2016-11-20 | Common Stock (2150.892) | Direct |
| 2016-11-20 | Restricted Stock Unit | $ | M | 2014.0312 | Disposed | 2017-11-20 | Common Stock (2014.0312) | Direct |
| 2016-11-20 | Restricted Stock Unit | $ | M | 5344.7228 | Disposed | 2018-11-20 | Common Stock (5344.7228) | Direct |
| 2016-11-20 | Restricted Stock Unit | $ | M | 6488.8339 | Disposed | 2019-11-20 | Common Stock (6488.8339) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.