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QUALCOMM INC/DE — Director's Dealing 2016
Dec 20, 2016
10546_dirs_2016-12-20_d7dd33f1-5792-4265-a1ca-e5c690254b69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-12-19
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-19 | Common Stock | M | 100189 | $0.0 | Acquired | 354715 | Indirect |
| 2016-12-19 | Common Stock | F | 52279 | $67.02 | Disposed | 302436 | Indirect |
| 2016-12-19 | Common Stock | M | 90170 | $0.0 | Acquired | 392606 | Indirect |
| 2016-12-19 | Common Stock | F | 47051 | $67.02 | Disposed | 345555 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-19 | Restricted Stock Unit | $ | M | 100189.3567 | Disposed | 2018-12-12 | Common Stock (100189.3567) | Direct |
| 2016-12-19 | Restricted Stock Unit | $ | M | 90170.7488 | Disposed | 2018-12-12 | Common Stock (90170.7488) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.
F4: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.