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QUALCOMM INC/DE — Director's Dealing 2016
Sep 12, 2016
10546_dirs_2016-09-12_eaa7e503-f2d4-4c9a-bd87-ebe554ae1f0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2016-09-09
Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-09 | Common Stock | M | 10000.0 | $44.63 | Acquired | 59497 | Direct |
| 2016-09-09 | Common Stock | S | 10000.0 | $60.9379 | Disposed | 49497 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-09 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 10000.0 | Disposed | 2017-04-26 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1620 | Indirect |
Footnotes
F1: The sale prices for this transaction ranged from $60.931 to $60.945. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.