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QUALCOMM INC/DE — Director's Dealing 2015
Nov 24, 2015
10546_dirs_2015-11-24_3c603c78-e122-4f16-b194-24ef3686e333.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-20
Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | Common Stock | M | 2388.0 | $0.0 | Acquired | 36590 | Direct |
| 2015-11-20 | Common Stock | M | 3449.0 | $0.0 | Acquired | 40039 | Direct |
| 2015-11-20 | Common Stock | M | 8795.0 | $0.0 | Acquired | 48834 | Direct |
| 2015-11-20 | Common Stock | M | 6568.0 | $0.0 | Acquired | 55402 | Direct |
| 2015-11-20 | Common Stock | F | 1800.0 | $49.62 | Disposed | 53602 | Direct |
| 2015-11-20 | Common Stock | F | 4590.0 | $49.62 | Disposed | 49012 | Direct |
| 2015-11-20 | Common Stock | F | 3427.0 | $49.62 | Disposed | 45585 | Direct |
| 2015-11-20 | Common Stock | F | 1246.0 | $49.62 | Disposed | 44339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Restricted Stock Unit | $ | M | 3449.1515 | Disposed | 2015-11-20 | Common Stock (3449.1515) | Direct |
| 2015-11-20 | Restricted Stock Unit | $ | M | 8795.0156 | Disposed | 2015-11-20 | Common Stock (8795.0156) | Direct |
| 2015-11-20 | Restricted Stock Unit | $ | M | 6568.8564 | Disposed | 2015-11-20 | Common Stock (6568.8564) | Direct |
| 2015-11-20 | Restricted Stock Unit | $ | M | 2388.675 | Disposed | 2016-11-20 | Common Stock (2388.675) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.