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QUALCOMM INC/DE — Director's Dealing 2015
Nov 24, 2015
10546_dirs_2015-11-24_bbc0e0b4-42ee-42b0-90fb-e679312a009e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-20
Reporting Person: JACOBS PAUL E (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | Common Stock | M | 35824.0 | $0.0 | Acquired | 36358 | Indirect |
| 2015-11-20 | Common Stock | F | 18693.0 | $49.62 | Disposed | 17665 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Restricted Stock Unit | $ | M | 35824.8778 | Disposed | 2015-11-20 | Common Stock (35824.8778) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48403 | Direct |
| Common Stock | 20232 | Indirect |
| Common Stock | 29067 | Indirect |
| Common Stock | 397 | Indirect |
| Common Stock | 1027269 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs Trust U/A Dtd 11/07/2014.
F2: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F3: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.