AI assistant
QUALCOMM INC/DE — Director's Dealing 2015
Nov 24, 2015
10546_dirs_2015-11-24_7147bea0-2b0a-402e-88c9-255e3404b73a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-20
Reporting Person: Rosenberg Donald J (EVP, GC & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | Common Stock | M | 10747.0 | $0.0 | Acquired | 10938 | Indirect |
| 2015-11-20 | Common Stock | F | 5608.0 | $49.62 | Disposed | 5330 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Restricted Stock Unit | $ | M | 10747.9882 | Disposed | 2015-11-20 | Common Stock (10747.9882) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9412 | Indirect |
| Common Stock | 9412 | Indirect |
Footnotes
F1: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F2: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
F3: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.
F4: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.