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QUALCOMM INC/DE — Director's Dealing 2015
May 21, 2015
10546_dirs_2015-05-21_019e532c-6ad1-4bd4-9855-90e920d26b6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-05-20
Reporting Person: STERLING MICHELLE M (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-20 | Common Stock | M | 1697.0 | $0.0 | Acquired | 5097 | Direct |
| 2015-05-20 | Common Stock | M | 1637.0 | $0.0 | Acquired | 6734 | Direct |
| 2015-05-20 | Common Stock | M | 1585.0 | $0.0 | Acquired | 8319 | Direct |
| 2015-05-20 | Common Stock | F | 615.0 | $69.28 | Disposed | 7704 | Direct |
| 2015-05-20 | Common Stock | F | 596.0 | $69.28 | Disposed | 7108 | Direct |
| 2015-05-20 | Common Stock | F | 635.0 | $69.28 | Disposed | 6473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-20 | Restricted Stock Unit | $ | M | 1697.2826 | Disposed | 2015-05-20 | Common Stock (1697.2826) | Direct |
| 2015-05-20 | Restricted Stock Unit | $ | M | 1585.5092 | Disposed | 2016-05-20 | Common Stock (1585.5092) | Direct |
| 2015-05-20 | Restricted Stock Unit | $ | M | 1637.9204 | Disposed | 2017-05-20 | Common Stock (1637.9204) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2013, 2014 and 2015.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017.