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QUALCOMM INC/DE — Director's Dealing 2015
Nov 24, 2015
10546_dirs_2015-11-24_5a676833-952f-427a-bcfa-8b533bd2c839.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-20
Reporting Person: GROB MATTHEW S (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | G | 7500.0 | $0.0 | Acquired | 7500 | Indirect |
| 2015-08-10 | Common Stock | G | 7500.0 | $0.0 | Disposed | 37835 | Indirect |
| 2015-11-20 | Common Stock | M | 6568.0 | $0.0 | Acquired | 44403 | Indirect |
| 2015-11-20 | Common Stock | M | 2388.0 | $0.0 | Acquired | 46791 | Indirect |
| 2015-11-20 | Common Stock | F | 3427.0 | $49.62 | Disposed | 43364 | Indirect |
| 2015-11-20 | Common Stock | F | 1246.0 | $49.62 | Disposed | 42118 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Restricted Stock Unit | $ | M | 6568.8564 | Disposed | 2015-11-20 | Common Stock (6568.8564) | Direct |
| 2015-11-20 | Restricted Stock Unit | $ | M | 2388.675 | Disposed | 2016-11-20 | Common Stock (2388.675) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7500 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F4: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F7: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.