Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2015

Nov 24, 2015

10546_dirs_2015-11-24_5a676833-952f-427a-bcfa-8b533bd2c839.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-20

Reporting Person: GROB MATTHEW S (EVP, Qualcomm Technologies Inc)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-10 Common Stock G 7500.0 $0.0 Acquired 7500 Indirect
2015-08-10 Common Stock G 7500.0 $0.0 Disposed 37835 Indirect
2015-11-20 Common Stock M 6568.0 $0.0 Acquired 44403 Indirect
2015-11-20 Common Stock M 2388.0 $0.0 Acquired 46791 Indirect
2015-11-20 Common Stock F 3427.0 $49.62 Disposed 43364 Indirect
2015-11-20 Common Stock F 1246.0 $49.62 Disposed 42118 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-20 Restricted Stock Unit $ M 6568.8564 Disposed 2015-11-20 Common Stock (6568.8564) Direct
2015-11-20 Restricted Stock Unit $ M 2388.675 Disposed 2016-11-20 Common Stock (2388.675) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7500 Indirect

Footnotes

F1: The transaction was conducted under a Rule 10b5-1 trading plan.

F2: Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.

F3: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

F4: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.

F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.

F7: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.