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QUALCOMM INC/DE — Director's Dealing 2015
Nov 24, 2015
10546_dirs_2015-11-24_b6dc0b4f-bb99-43b2-badb-9595bd304bd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-20
Reporting Person: STERLING MICHELLE M (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-20 | Common Stock | M | 1730.0 | $0.0 | Acquired | 5320 | Indirect |
| 2015-11-20 | Common Stock | M | 1554.0 | $0.0 | Acquired | 6874 | Indirect |
| 2015-11-20 | Common Stock | M | 1818.0 | $0.0 | Acquired | 8692 | Indirect |
| 2015-11-20 | Common Stock | F | 650.0 | $49.62 | Disposed | 8042 | Indirect |
| 2015-11-20 | Common Stock | F | 584.0 | $49.62 | Disposed | 7458 | Indirect |
| 2015-11-20 | Common Stock | F | 704.0 | $49.62 | Disposed | 6754 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | Restricted Stock Unit | $ | M | 1730.9907 | Disposed | 2015-11-20 | Common Stock (1730.9907) | Direct |
| 2015-11-20 | Restricted Stock Unit | $ | M | 1554.3178 | Disposed | 2016-11-20 | Common Stock (1554.3178) | Direct |
| 2015-11-20 | Restricted Stock Unit | $ | M | 1818.5284 | Disposed | 2017-11-20 | Common Stock (1818.5284) | Direct |
Footnotes
F1: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F4: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
F5: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.