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QUALCOMM INC/DE — Director's Dealing 2015
May 5, 2015
10546_dirs_2015-05-05_3359262c-b0ce-4717-85f9-7977c58acf08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-05-03
Reporting Person: Rosenberg Donald J (EVP, GC & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-26 | Common Stock | G | 9412.0 | $0.0 | Acquired | 9412 | Indirect |
| 2015-03-26 | Common Stock | G | 8278.0 | $0.0 | Disposed | 1135 | Indirect |
| 2015-03-26 | Common Stock | G | 1134.0 | $0.0 | Disposed | 1 | Indirect |
| 2015-05-05 | Common Stock | M | 15971.0 | $0.0 | Acquired | 15972 | Indirect |
| 2015-05-05 | Common Stock | F | 6449.0 | $68.37 | Disposed | 9523 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-03 | Restricted Stock Unit | $ | A | 79855.02 | Acquired | 2019-05-05 | Common Stock (79855.02) | Direct |
| 2015-05-05 | Restricted Stock Unit | $ | M | 15971.004 | Disposed | 2019-05-05 | Common Stock (15971.004) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9412 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.
F3: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F4: Includes 172 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2015.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.
F7: These Restricted Stock Units include an initial grant of 78,055 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F8: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.