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QUALCOMM INC/DE — Director's Dealing 2015
Nov 17, 2015
10546_dirs_2015-11-17_6cb883ab-4244-4f83-a184-d8f1e6d84c11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-16
Reporting Person: DITTAMORE RAYMOND V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-16 | Common Stock | M | 7000.0 | $41.83 | Acquired | 12599.0274 | Direct |
| 2015-11-16 | Common Stock | S | 7000.0 | $52.4943 | Disposed | 5599.0274 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-16 | Non-Qualified Stock Option (right to buy) | $41.83 | M | 7000.0 | Disposed | 2017-03-12 | Common Stock (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3131 | Indirect |
| Common Stock | 22000 | Indirect |
| Common Stock | 3400 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $52.03 to $52.76. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held jointly with spouse in an account entitled Raymond V. & Glenna C. Dittamore JTWROS.
F4: Securities held by the Dittamore Family Trust.
F5: Raymond Vance Dittamore, as Trustee of the B Trust established under the Dittamore Family Trust dated June 6, 1991.
F6: The options vest 100% one year from the date of grant.