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QUALCOMM INC/DE — Director's Dealing 2015
Mar 10, 2015
10546_dirs_2015-03-10_70ca8edb-44bd-4b95-bad8-2c7b85582b25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-03-09
Reporting Person: JACOBS PAUL E (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-02 | Common Stock | G | 406.0 | $0.0 | Acquired | 48099 | Direct |
| 2015-03-09 | Common Stock | M | 54000.0 | $44.75 | Acquired | 942984 | Indirect |
| 2015-03-09 | Common Stock | S | 54000.0 | $72.2123 | Disposed | 888984 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-09 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 54000.0 | Disposed | 2019-11-08 | Common Stock (54000) | Direct |
| 2015-02-27 | Non-Qualified Stock Option (right to buy) | $44.75 | G | 4785.0 | Disposed | 2019-11-08 | Common Stock (4785) | Indirect |
| 2015-02-27 | Non-Qualified Stock Option (right to buy) | $44.75 | G | 4785.0 | Disposed | 2019-11-08 | Common Stock (4785) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 126350 | Indirect |
| Common Stock | 126350 | Indirect |
| Common Stock | 397 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a Rule 10b5-1 trading plan.
F3: The sale prices for this transaction ranged from $72.21 to $72.225. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.