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QUALCOMM INC/DE — Director's Dealing 2015
May 5, 2015
10546_dirs_2015-05-05_7c4ffdfc-8c18-465e-a67d-15186e5485b1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-05-04
Reporting Person: STERLING MICHELLE M (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3400 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Unit | $1.0 | Common Stock (5263.5518) | Indirect | ||
| Restricted Stock Unit | $ | 2015-05-20 | Common Stock (1697.2826) | Direct | |
| Restricted Stock Unit | $ | 2015-11-20 | Common Stock (1703.106) | Direct | |
| Restricted Stock Unit | $ | 2016-05-20 | Common Stock (3171.0184) | Direct | |
| Restricted Stock Unit | $ | 2016-11-20 | Common Stock (3058.5584) | Direct | |
| Restricted Stock Unit | $ | 2017-05-20 | Common Stock (4913.7612) | Direct | |
| Restricted Stock Unit | $ | 2017-11-20 | Common Stock (5367.7011) | Direct | |
| Restricted Stock Unit | $ | 2018-05-20 | Common Stock (5535) | Direct | |
| Restricted Stock Unit | $ | 2018-08-20 | Common Stock (26625.1144) | Direct |
Footnotes
F1: The common stock issued under the terms of the Company's Non-Qualified Deferred Compensation Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissible form of distribution under the Plan.
F2: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F3: The rights awarded under the Company's Non-Qualified Deferred Compensation Plan will be eligible for distribution upon termination.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 20, 2013, 2014 and 2015.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F7: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 20, 2014, 2015 and 2016.
F8: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
F9: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 20, 2015, 2016 and 2017.
F10: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2015, 2016 and 2017.
F11: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on May 20, 2016, 2017 and 2018.
F12: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018.