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QUALCOMM INC/DE — Director's Dealing 2015
Nov 12, 2015
10546_dirs_2015-11-12_bc63dccb-526b-4569-a56f-0a531ab8c91f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2015-11-09
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Stock | M | 13329.0 | $0.0 | Acquired | 173453 | Indirect |
| 2015-11-09 | Common Stock | M | 15025.0 | $0.0 | Acquired | 188478 | Indirect |
| 2015-11-09 | Common Stock | F | 5007.0 | $52.94 | Disposed | 183471 | Indirect |
| 2015-11-09 | Common Stock | F | 7209.0 | $52.94 | Disposed | 176262 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Performance Stock Unit | $ | M | 13329.4879 | Disposed | 2016-11-09 | Common Stock (13329.4879) | Direct |
| 2015-11-09 | Restricted Stock Unit | $ | M | 15025.8103 | Disposed | 2016-11-09 | Common Stock (15025.8103) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015.
F3: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: The Performance Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
F5: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.