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QUALCOMM INC/DE — Director's Dealing 2014
Nov 21, 2014
10546_dirs_2014-11-21_dc166aff-e568-4248-9371-eb5350dc1647.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-11-20
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-20 | Common Stock | M | 20897.0 | $0.0 | Acquired | 78942 | Indirect |
| 2014-11-20 | Common Stock | M | 6965.0 | $0.0 | Acquired | 85907 | Indirect |
| 2014-11-20 | Common Stock | F | 10904.0 | $70.71 | Disposed | 75003 | Indirect |
| 2014-11-20 | Common Stock | F | 3634.0 | $70.71 | Disposed | 71369 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-20 | Restricted Stock Unit | $ | M | 20897.6819 | Disposed | 2015-11-20 | Common Stock (20897.6819) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 6965.894 | Disposed | 2016-11-20 | Common Stock (6965.894) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016.