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QUALCOMM INC/DE — Director's Dealing 2014
Mar 17, 2014
10546_dirs_2014-03-17_e3c3cd36-393d-43ca-9c56-c48c13ec0ba3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-03-14
Reporting Person: JACOBS PAUL E (Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock | G | 415.0 | $0.0 | Acquired | 29269 | Direct |
| 2014-03-07 | Common Stock | G | 19527.0 | $0.0 | Disposed | 658015 | Indirect |
| 2014-03-14 | Common Stock | M | 70000.0 | $43.62 | Acquired | 728015 | Indirect |
| 2014-03-14 | Common Stock | S | 70000.0 | $75.23 | Disposed | 658015 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-14 | Non-Qualified Stock Option (right to buy) | $43.62 | M | 70000.0 | Disposed | 2014-12-02 | Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 327399 | Indirect |
| Common Stock | 327399 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.