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QUALCOMM INC/DE — Director's Dealing 2014
Aug 5, 2014
10546_dirs_2014-08-05_43047bf3-d2c0-4652-a500-218f7527b7c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-08-04
Reporting Person: GROB MATTHEW S (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-04 | Common Stock | M | 2000.0 | $41.36 | Acquired | 32498 | Indirect |
| 2014-08-04 | Common Stock | S | 2000.0 | $72.87 | Disposed | 30498 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-04 | Non-Qualified Stock Option (right to buy) | $41.36 | M | 2000.0 | Disposed | 2019-04-23 | Common Stock (2000) | Direct |
Footnotes
F1: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.