AI assistant
QUALCOMM INC/DE — Director's Dealing 2014
Aug 4, 2014
10546_dirs_2014-08-04_1700b4a9-6c3b-4be7-a359-e26b417dae80.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-08-01
Reporting Person: JACOBS PAUL E (Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-25 | Common Stock | G | 19686.0 | $0.0 | Disposed | 619713 | Indirect |
| 2014-08-01 | Common Stock | M | 69370.0 | $44.02 | Acquired | 689083 | Indirect |
| 2014-08-01 | Common Stock | S | 69370.0 | $73.713 | Disposed | 619713 | Indirect |
| 2014-08-01 | Common Stock | M | 630.0 | $44.02 | Acquired | 620343 | Indirect |
| 2014-08-01 | Common Stock | S | 630.0 | $73.713 | Disposed | 619713 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-01 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 69370.0 | Disposed | 2015-11-03 | Common Stock (69370) | Direct |
| 2014-08-01 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 630.0 | Disposed | 2015-11-03 | Common Stock (630) | Indirect |
| 2014-07-23 | Non-Qualified Stock Option (right to buy) | $44.02 | G | 143293.0 | Disposed | 2015-11-03 | Common Stock (143293) | Indirect |
| 2014-07-23 | Non-Qualified Stock Option (right to buy) | $44.02 | G | 143293.0 | Disposed | 2015-11-03 | Common Stock (143293) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30041 | Direct |
| Common Stock | 305912 | Indirect |
| Common Stock | 305912 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $73.71 to $73.755. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.