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QUALCOMM INC/DE — Director's Dealing 2014
Feb 12, 2014
10546_dirs_2014-02-12_008133bd-4577-4245-acf4-3285da9c5633.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-02-10
Reporting Person: Rosenberg Donald J (EVP & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-10 | Common Stock | M | 60000.0 | $35.66 | Acquired | 78483 | Indirect |
| 2014-02-10 | Common Stock | S | 60000.0 | $74.5711 | Disposed | 18483 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-10 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 60000.0 | Disposed | 2018-11-06 | Common Stock (60000) | Direct |
Footnotes
F1: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F2: The sale prices for this transaction ranged from $74.51 to $74.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 191 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2014.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.