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QUALCOMM INC/DE — Director's Dealing 2014
Dec 2, 2014
10546_dirs_2014-12-02_95ee58b8-f3c1-409b-a015-f9bc403f4a22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-11-30
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-30 | Common Stock | M | 12957.0 | $0.0 | Acquired | 84326 | Indirect |
| 2014-11-30 | Common Stock | A | 54424.0 | $0.0 | Acquired | 138750 | Indirect |
| 2014-11-30 | Common Stock | F | 6762.0 | $72.9 | Disposed | 131988 | Indirect |
| 2014-11-30 | Common Stock | F | 28399.0 | $72.9 | Disposed | 103589 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-30 | Performance Stock Unit | $ | A | 42412.254 | Acquired | 2016-11-09 | Common Stock (42412.254) | Direct |
| 2014-11-30 | Performance Stock Unit | $ | M | 12959.1228 | Disposed | 2016-11-09 | Common Stock (12959.1228) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: These shares represent Performance Stock Units that vested on November 9, 2014. On November 30, 2014, the Compensation Committee certified the number of shares payable based on the performance vesting conditions.
F3: Each Performance Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F4: These Performance Stock Units were granted subject to performance vesting and service vesting requirements. On November 30, 2014, the Compensation Committee certified the number of shares payable based on the performance vesting conditions.
F5: These Performance Stock Units include dividend equivalents accrued through the transaction date in the form of additional Performance Stock Units that vest and are paid at the same time and in the same manner as the underlying Performance Stock Units.
F6: The Performance Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2014, 2015 and 2016.