Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

QUALCOMM INC/DE Director's Dealing 2014

Aug 19, 2014

10546_dirs_2014-08-19_616eea92-2d26-4de3-8093-92096a709b79.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-08-15

Reporting Person: Rosenberg Donald J (EVP & Corporate Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-15 Common Stock M 33000.0 $44.75 Acquired 51653 Indirect
2014-08-15 Common Stock S 33000.0 $74.805 Disposed 18653 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-15 Non-Qualified Stock Option (right to buy) $44.75 M 33000.0 Disposed 2019-11-08 Common Stock (33000) Direct

Footnotes

F1: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $74.71 to $74.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014.

F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.