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QUALCOMM INC/DE — Director's Dealing 2014
Aug 19, 2014
10546_dirs_2014-08-19_616eea92-2d26-4de3-8093-92096a709b79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-08-15
Reporting Person: Rosenberg Donald J (EVP & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-15 | Common Stock | M | 33000.0 | $44.75 | Acquired | 51653 | Indirect |
| 2014-08-15 | Common Stock | S | 33000.0 | $74.805 | Disposed | 18653 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 33000.0 | Disposed | 2019-11-08 | Common Stock (33000) | Direct |
Footnotes
F1: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $74.71 to $74.85. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 170 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2014.
F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.