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QUALCOMM INC/DE — Director's Dealing 2014
Sep 18, 2014
10546_dirs_2014-09-18_571075d0-b5c5-42b3-9b47-8c490ad392c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-09-16
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-16 | Restricted Stock Unit | $ | A | 20340.2181 | Acquired | 2014-11-09 | Common Stock (20340.2181) | Direct |
| 2014-09-16 | Restricted Stock Unit | $ | A | 43585.881 | Acquired | 2016-11-09 | Common Stock (43585.881) | Direct |
| 2014-09-16 | Restricted Stock Unit | $ | A | 20783.1891 | Acquired | 2016-11-20 | Common Stock (20783.1891) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 30, 2012, the Compensation Committee certified that the performance vesting conditions were satisfied. The Company previously reported these Restricted Stock Units upon satisfaction of both the performance and service vesting requirements but has accelerated its reporting of these Restricted Stock Units to correspond with Compensation Committee certification of satisfaction of the performance vesting requirements.
F3: These Restricted Stock Units include an initial grant of 19,371 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F4: These Restricted Stock Units vest in full on November 9, 2014.
F5: These Restricted Stock Units include an initial grant of 41,509 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F6: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 9, 2014, 2015 and 2016.
F7: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 16, 2014, the Compensation Committee certified that the performance vesting conditions were satisfied.
F8: These Restricted Stock Units include an initial grant of 20,481 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F9: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.