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QUALCOMM INC/DE — Director's Dealing 2014
Apr 1, 2014
10546_dirs_2014-04-01_4ef95fbe-21a7-49ba-a752-68648c894e2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-03-31
Reporting Person: RENDUCHINTALA VENKATA S M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-31 | Common Stock | M | 11167.0 | $34.99 | Acquired | 11545 | Direct |
| 2014-03-31 | Common Stock | S | 11167.0 | $79.5083 | Disposed | 378 | Direct |
| 2014-03-31 | Common Stock | M | 40000.0 | $43.24 | Acquired | 40378 | Direct |
| 2014-03-31 | Common Stock | S | 40000.0 | $79.5083 | Disposed | 378 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-31 | Non-Qualified Stock Option (right to buy) | $34.99 | M | 11167.0 | Disposed | 2018-10-23 | Common Stock (11167) | Direct |
| 2014-03-31 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 40000.0 | Disposed | 2018-04-24 | Common Stock (40000) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $79.50 to $79.5350. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.