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QUALCOMM INC/DE — Director's Dealing 2014
Aug 22, 2014
10546_dirs_2014-08-22_3fde893d-fc1f-46ba-8faa-96a28be5fc8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-08-20
Reporting Person: JACOBS PAUL E (Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-20 | Common Stock | S | 5053.0 | $75.2173 | Disposed | 300859 | Indirect |
| 2014-08-20 | Common Stock | S | 5053.0 | $75.2173 | Disposed | 300859 | Indirect |
| 2014-08-20 | Common Stock | M | 45546.0 | $44.02 | Acquired | 665259 | Indirect |
| 2014-08-20 | Common Stock | S | 45546.0 | $75.2101 | Disposed | 619713 | Indirect |
| 2014-08-21 | Common Stock | M | 3690.0 | $44.02 | Acquired | 623403 | Indirect |
| 2014-08-21 | Common Stock | M | 44286.0 | $44.02 | Acquired | 667689 | Indirect |
| 2014-08-21 | Common Stock | M | 22024.0 | $44.75 | Acquired | 689713 | Indirect |
| 2014-08-21 | Common Stock | S | 22024.0 | $76.7211 | Disposed | 667689 | Indirect |
| 2014-08-21 | Common Stock | S | 3690.0 | $76.7211 | Disposed | 663999 | Indirect |
| 2014-08-21 | Common Stock | S | 44286.0 | $76.7211 | Disposed | 619713 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-20 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 45546.0 | Disposed | 2015-11-03 | Common Stock (45546) | Indirect |
| 2014-08-21 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 3690.0 | Disposed | 2015-11-03 | Common Stock (3690) | Indirect |
| 2014-08-21 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 44286.0 | Disposed | 2015-11-03 | Common Stock (44286) | Indirect |
| 2014-08-21 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 22024.0 | Disposed | 2019-11-08 | Common Stock (22024) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30041 | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $74.9000 to $75.4432. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F4: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F5: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F6: The sale prices for this transaction ranged from $75.210 to $75.215. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F7: The sale prices for this transaction ranged from $76.710 to $76.765. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F8: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.