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QUALCOMM INC/DE — Director's Dealing 2014
Nov 21, 2014
10546_dirs_2014-11-21_e2a06c76-b8b3-4364-aac0-c26970e7787a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-11-20
Reporting Person: THOMPSON JAMES H (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-20 | Common Stock | M | 4223.0 | $0.0 | Acquired | 15653 | Direct |
| 2014-11-20 | Common Stock | M | 3353.0 | $0.0 | Acquired | 19006 | Direct |
| 2014-11-20 | Common Stock | M | 8550.0 | $0.0 | Acquired | 27556 | Direct |
| 2014-11-20 | Common Stock | M | 6385.0 | $0.0 | Acquired | 33941 | Direct |
| 2014-11-20 | Common Stock | M | 2321.0 | $0.0 | Acquired | 36262 | Direct |
| 2014-11-20 | Common Stock | F | 2204.0 | $70.71 | Disposed | 34058 | Direct |
| 2014-11-20 | Common Stock | F | 1750.0 | $70.71 | Disposed | 32308 | Direct |
| 2014-11-20 | Common Stock | F | 4462.0 | $70.71 | Disposed | 27846 | Direct |
| 2014-11-20 | Common Stock | F | 3332.0 | $70.71 | Disposed | 24514 | Direct |
| 2014-11-20 | Common Stock | F | 1211.0 | $70.71 | Disposed | 23303 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-20 | Restricted Stock Unit | $ | M | 4223.276 | Disposed | 2014-11-20 | Common Stock (4223.276) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 3353.3155 | Disposed | 2015-11-20 | Common Stock (3353.3155) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 8550.6426 | Disposed | 2015-11-20 | Common Stock (8550.6426) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 6385.3176 | Disposed | 2015-11-20 | Common Stock (6385.3176) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 2321.2845 | Disposed | 2016-11-20 | Common Stock (2321.2845) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2012, 2013 and 2014.
F3: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016.