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QUALCOMM INC/DE — Director's Dealing 2014
Nov 21, 2014
10546_dirs_2014-11-21_e64d42f6-ce6e-4ea8-a3f7-fc47075fb8a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-11-20
Reporting Person: AMON CRISTIANO R (EVP, Qualcomm Technologies Inc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-20 | Common Stock | M | 4328.0 | $0.0 | Acquired | 4976 | Direct |
| 2014-11-20 | Common Stock | M | 3911.0 | $0.0 | Acquired | 8887 | Direct |
| 2014-11-20 | Common Stock | M | 5811.0 | $0.0 | Acquired | 14698 | Direct |
| 2014-11-20 | Common Stock | M | 6965.0 | $0.0 | Acquired | 21663 | Direct |
| 2014-11-20 | Common Stock | M | 2321.0 | $0.0 | Acquired | 23984 | Direct |
| 2014-11-20 | Common Stock | F | 2258.0 | $70.71 | Disposed | 21726 | Direct |
| 2014-11-20 | Common Stock | F | 2041.0 | $70.71 | Disposed | 19685 | Direct |
| 2014-11-20 | Common Stock | F | 3032.0 | $70.71 | Disposed | 16653 | Direct |
| 2014-11-20 | Common Stock | F | 3634.0 | $70.71 | Disposed | 13019 | Direct |
| 2014-11-20 | Common Stock | F | 1211.0 | $70.71 | Disposed | 11808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-20 | Restricted Stock Unit | $ | M | 4328.8582 | Disposed | 2014-11-20 | Common Stock (4328.8582) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 3911.5082 | Disposed | 2015-11-20 | Common Stock (3911.5082) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 5811.6512 | Disposed | 2015-11-20 | Common Stock (5811.6512) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 6965.894 | Disposed | 2015-11-20 | Common Stock (6965.894) | Direct |
| 2014-11-20 | Restricted Stock Unit | $ | M | 2321.2845 | Disposed | 2016-11-20 | Common Stock (2321.2845) | Direct |
Footnotes
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2012, 2013 and 2014.
F3: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2013, 2014 and 2015.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 20, 2014, 2015 and 2016.