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QUALCOMM INC/DE — Director's Dealing 2014
Nov 12, 2014
10546_dirs_2014-11-12_eb3fab0d-542c-4b08-a5b4-f582eb831954.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2014-11-09
Reporting Person: MOLLENKOPF STEVEN M (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-09 | Common Stock | M | 14608.0 | $0.0 | Acquired | 55888 | Indirect |
| 2014-11-09 | Common Stock | M | 20452.0 | $0.0 | Acquired | 76340 | Indirect |
| 2014-11-09 | Common Stock | F | 7623.0 | $69.26 | Disposed | 68717 | Indirect |
| 2014-11-09 | Common Stock | F | 10672.0 | $69.26 | Disposed | 58045 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-09 | Restricted Stock Unit | $ | M | 20452.2707 | Disposed | 2014-11-09 | Common Stock (20452.2707) | Direct |
| 2014-11-09 | Restricted Stock Unit | $ | M | 14608.3123 | Disposed | 2016-11-09 | Common Stock (14608.3123) | Direct |
Footnotes
F1: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F3: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2012, 2013 and 2014.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-third amounts on November 9, 2014, 2015 and 2016.