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QUALCOMM INC/DE — Director's Dealing 2013
Feb 6, 2013
10546_dirs_2013-02-06_4662d6e9-e1df-49a2-94a0-13057f09774b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-02-04
Reporting Person: STERN MARC I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-04 | Common Stock | M | 20000.0 | $18.81 | Acquired | 501877.0 | Indirect |
| 2013-02-04 | Common Stock | S | 16600.0 | $66.0119 | Disposed | 485277.0 | Indirect |
| 2013-02-04 | Common Stock | S | 3400.0 | $66.8112 | Disposed | 481877.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-04 | Non-Qualified Stock Option (right to buy) | $18.81 | M | 20000.0 | Disposed | 2013-02-10 | Common Stock (20000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6046.6403 | Direct |
Footnotes
F1: Securities held by Beatrice B. Trust dtd. 5/1/83.
F2: The sale prices for this transaction ranged from $65.61 to $66.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $66.62 to $66.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.