AI assistant
QUALCOMM INC/DE — Director's Dealing 2013
Feb 20, 2013
10546_dirs_2013-02-20_4606db64-34f5-4f93-9780-6bddc54bbb7b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-02-15
Reporting Person: Rosenberg Donald J (EVP & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-15 | Common Stock | M | 50000.0 | $40.31 | Acquired | 64709.0 | Indirect |
| 2013-02-15 | Common Stock | S | 50000.0 | $65.55 | Disposed | 14709.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-15 | Non-Qualified Stock Option (right to buy) | $40.31 | M | 50000.0 | Disposed | 2017-10-18 | Common Stock (50000.0) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $65.48 to $65.61. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F4: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.