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QUALCOMM INC/DE — Director's Dealing 2013
Aug 5, 2013
10546_dirs_2013-08-05_56f5f994-66a1-426f-9c52-53d2619a8141.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-08-05
Reporting Person: GROB MATTHEW S (EVP & Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-05 | Common Stock | M | 5300.0 | $40.7 | Acquired | 17620 | Indirect |
| 2013-08-05 | Common Stock | S | 5300.0 | $65.4 | Disposed | 12320 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-05 | Non-Qualified Stock Option (right to buy) | $40.7 | M | 5300.0 | Disposed | 2019-10-22 | Common Stock (5300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2164 | Direct |
Footnotes
F1: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.
F4: The options vest on each six month date after the date of grant as to 1/8th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.