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QUALCOMM INC/DE — Director's Dealing 2013
Mar 13, 2013
10546_dirs_2013-03-13_475433de-123a-43ff-aa1a-9981a17d79d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-03-11
Reporting Person: MOLLENKOPF STEVEN M (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-11 | Common Stock | M | 23125.0 | $40.42 | Acquired | 48926.8666 | Direct |
| 2013-03-11 | Common Stock | S | 23125.0 | $66.5951 | Disposed | 25801.8666 | Direct |
| 2013-03-11 | Common Stock | M | 4916.0 | $35.66 | Acquired | 30717.8666 | Direct |
| 2013-03-11 | Common Stock | S | 4916.0 | $66.5951 | Disposed | 25801.8666 | Direct |
| 2013-03-11 | Common Stock | M | 3333.0 | $52.87 | Acquired | 29134.8666 | Direct |
| 2013-03-11 | Common Stock | S | 3333.0 | $66.5951 | Disposed | 25801.8666 | Direct |
| 2013-03-11 | Common Stock | M | 334.0 | $47.35 | Acquired | 26135.8666 | Direct |
| 2013-03-11 | Common Stock | S | 334.0 | $66.5951 | Disposed | 25801.8666 | Direct |
| 2013-03-11 | Common Stock | M | 1166.0 | $43.24 | Acquired | 26967.8666 | Direct |
| 2013-03-11 | Common Stock | S | 1166.0 | $66.5951 | Disposed | 25801.8666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-11 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 4916.0 | Disposed | 2018-11-06 | Common Stock (4916) | Direct |
| 2013-03-11 | Non-Qualified Stock Option (right to buy) | $40.42 | M | 23125.0 | Disposed | 2017-09-09 | Common Stock (23125) | Direct |
| 2013-03-11 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 1166.0 | Disposed | 2018-04-24 | Common Stock (1166) | Direct |
| 2013-03-11 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 334.0 | Disposed | 2018-05-18 | Common Stock (334) | Direct |
| 2013-03-11 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 3333.0 | Disposed | 2018-08-03 | Common Stock (3333) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $66.35 to $66.845. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.