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QUALCOMM INC/DE — Director's Dealing 2013
Sep 11, 2013
10546_dirs_2013-09-11_5ad89996-0536-4541-bb4d-ef60124a8283.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-09-09
Reporting Person: SULLIVAN DANIEL L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock | M | 57000.0 | $35.66 | Acquired | 65849 | Indirect |
| 2013-09-09 | Common Stock | S | 57000.0 | $68.8001 | Disposed | 8849 | Indirect |
| 2013-09-10 | Common Stock | M | 56917.0 | $37.29 | Acquired | 65766 | Indirect |
| 2013-09-10 | Common Stock | S | 56917.0 | $70.1601 | Disposed | 8849 | Indirect |
| 2013-09-10 | Common Stock | M | 83.0 | $35.66 | Acquired | 8932 | Indirect |
| 2013-09-10 | Common Stock | S | 83.0 | $70.1601 | Disposed | 8849 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 57000.0 | Disposed | 2018-11-06 | Common Stock (57000) | Direct |
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 83.0 | Disposed | 2018-11-06 | Common Stock (83) | Direct |
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 56917.0 | Disposed | 2017-11-11 | Common Stock (56917) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9469 | Direct |
Footnotes
F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $68.80 to $68.805. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $70.16 to $70.17. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013.
F6: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.