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QUALCOMM INC/DE — Director's Dealing 2013
May 22, 2013
10546_dirs_2013-05-22_41bd784f-2ea4-42d5-8df7-69a12f1e41f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-05-20
Reporting Person: GROB MATTHEW S (EVP & Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | Common Stock | M | 5160.6665 | $0.0 | Acquired | 7324.6665 | Direct |
| 2013-05-20 | Common Stock | F | 2693.0 | $66.1 | Disposed | 4631 | Direct |
| 2013-05-20 | Common Stock | M | 11024.5972 | $0.0 | Acquired | 15655.5972 | Direct |
| 2013-05-20 | Common Stock | F | 5753.0 | $66.1 | Disposed | 9902 | Direct |
| 2013-05-20 | Common Stock | M | 4700.0 | $34.99 | Acquired | 4700 | Indirect |
| 2013-05-20 | Common Stock | S | 4700.0 | $66.33 | Disposed | 0 | Indirect |
| 2013-05-20 | Common Stock | M | 600.0 | $37.99 | Acquired | 600 | Indirect |
| 2013-05-20 | Common Stock | S | 600.0 | $66.33 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Non-Qualified Stock Option (right to buy) | $34.99 | M | 4700.0 | Disposed | 2018-10-23 | Common Stock (4700) | Direct |
| 2013-05-20 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 600.0 | Disposed | 2016-10-26 | Common Stock (600) | Direct |
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 10723.7484 | Disposed | 2020-05-20 | Common Stock (10723.7484) | Direct |
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 4820.9655 | Disposed | 2021-05-20 | Common Stock (4820.9655) | Direct |
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 640.5498 | Disposed | Common Stock (640.5498) | Direct |
Footnotes
F1: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.
F5: Amount includes dividend equivalents earned on vested restricted stock units.
F6: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F7: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F8: These dividend equivalents vest the same as the underlying restricted stock units.