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QUALCOMM INC/DE — Director's Dealing 2013
May 22, 2013
10546_dirs_2013-05-22_762f3375-d1ee-43fd-8159-19d54956e3cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-05-20
Reporting Person: AMON CRISTIANO R (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | Common Stock | M | 3387.3384 | $0.0 | Acquired | 8567.3384 | Direct |
| 2013-05-20 | Common Stock | F | 1768.0 | $66.1 | Disposed | 6799 | Direct |
| 2013-05-20 | Common Stock | M | 5160.6665 | $0.0 | Acquired | 11959.6665 | Direct |
| 2013-05-20 | Common Stock | F | 1986.0 | $66.1 | Disposed | 9973 | Direct |
| 2013-05-20 | Common Stock | M | 10289.6236 | $0.0 | Acquired | 20262.6236 | Direct |
| 2013-05-20 | Common Stock | F | 3863.0 | $66.1 | Disposed | 16399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 10209.7603 | Disposed | 2020-05-20 | Common Stock (10209.7603) | Direct |
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 5080.5571 | Disposed | 2021-05-20 | Common Stock (5080.5571) | Direct |
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 3308.4579 | Disposed | 2022-03-27 | Common Stock (3308.4579) | Direct |
| 2013-05-20 | Restricted Stock Unit | $1.0 | M | 238.8532 | Disposed | Common Stock (238.8532) | Direct |
Footnotes
F1: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F2: Amount includes dividend equivalents earned on vested restricted stock units.
F3: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F4: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.
F5: These dividend equivalents vest the same as the underlying restricted stock units.