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QUALCOMM INC/DE — Director's Dealing 2013
Nov 13, 2013
10546_dirs_2013-11-13_2561a65f-fd9d-4ff2-8246-8895cc861641.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-12
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Stock | S | 13879.0 | $67.8741 | Disposed | 80113 | Indirect |
| 2013-11-13 | Common Stock | M | 28938.0 | $44.75 | Acquired | 109051 | Indirect |
| 2013-11-13 | Common Stock | S | 28938.0 | $69.5503 | Disposed | 80113 | Indirect |
| 2013-11-13 | Common Stock | M | 9084.0 | $35.66 | Acquired | 89197 | Indirect |
| 2013-11-13 | Common Stock | S | 9084.0 | $69.5503 | Disposed | 80113 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 9084.0 | Disposed | 2018-11-06 | Common Stock (9084) | Direct |
| 2013-11-13 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 28938.0 | Disposed | 2019-11-08 | Common Stock (28938) | Direct |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: The sale prices for this transaction ranged from $67.62 to $68.185. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F4: The sale prices for this transaction ranged from $69.50 to $69.60. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F6: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.