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QUALCOMM INC/DE — Director's Dealing 2013
Mar 7, 2013
10546_dirs_2013-03-07_8212a6de-6654-419c-b5a5-9853ef9a8298.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-03-05
Reporting Person: SULLIVAN DANIEL L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | M | 30750.0 | $35.66 | Acquired | 39412 | Indirect |
| 2013-03-05 | Common Stock | S | 30750.0 | $67.9986 | Disposed | 8662 | Indirect |
| 2013-03-05 | Common Stock | M | 26250.0 | $34.83 | Acquired | 34912 | Indirect |
| 2013-03-05 | Common Stock | S | 26250.0 | $67.9986 | Disposed | 8662 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Non-Qualified Stock Option (right to buy) | $34.83 | M | 26250.0 | Disposed | 2016-11-09 | Common Stock (26250) | Direct |
| 2013-03-05 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 30750.0 | Disposed | 2018-11-06 | Common Stock (30750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9469 | Direct |
Footnotes
F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $67.90 to $68.14. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 210 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2013.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.