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QUALCOMM INC/DE — Director's Dealing 2013
Nov 19, 2013
10546_dirs_2013-11-19_cd64fd7a-70b5-4e29-8a81-a794f88d89f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-18
Reporting Person: ALEXANDER STILES BARBARA (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | M | 14000.0 | $33.45 | Acquired | 28704 | Indirect |
| 2013-11-18 | Common Stock | S | 14000.0 | $71.7763 | Disposed | 14704 | Indirect |
| 2013-11-18 | Common Stock | M | 15731.0 | $35.79 | Acquired | 30435 | Indirect |
| 2013-11-18 | Common Stock | S | 15731.0 | $71.7763 | Disposed | 14704 | Indirect |
| 2013-11-18 | Common Stock | M | 24269.0 | $35.79 | Acquired | 38973 | Indirect |
| 2013-11-18 | Common Stock | S | 24269.0 | $71.7968 | Disposed | 14704 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-18 | Non-Qualified Stock Option (right to buy) | $33.45 | M | 14000.0 | Disposed | 2019-03-02 | Common Stock (14000) | Direct |
| 2013-11-18 | Non-Qualified Stock Option (right to buy) | $35.79 | M | 15731.0 | Disposed | 2016-07-30 | Common Stock (15731) | Direct |
| 2013-11-18 | Non-Qualified Stock Option (right to buy) | $35.79 | M | 24269.0 | Disposed | 2016-07-30 | Common Stock (24269) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2654.327 | Direct |
Footnotes
F1: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.
F2: The sale prices for this transaction ranged from $71.75 to $71.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $71.74 to $71.89. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Due to an administrative error on the Form 4 filed on April 2, 2013, the amount of securities beneficially owned directly was under reported by 24 shares and the amount of securities beneficially owned indirectly, by trust was over reported by 24 shares. Two subsequent Forms 4 filed on July 2, 2013 and October 2, 2013 also reflected the incorrect amounts. The total amount of securities beneficially owned by the participant has been reported correctly.
F5: The options vest 100% one year from the date of grant.
F6: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.