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QUALCOMM INC/DE — Director's Dealing 2013
Sep 11, 2013
10546_dirs_2013-09-11_d151fa6e-1edd-4e5f-8c46-799a5107b3d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-09-10
Reporting Person: ALTMAN STEVEN R (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-10 | Common Stock | M | 15917.0 | $44.75 | Acquired | 96030 | Indirect |
| 2013-09-10 | Common Stock | S | 15917.0 | $69.5 | Disposed | 80113 | Indirect |
| 2013-09-10 | Common Stock | M | 9083.0 | $35.66 | Acquired | 89196 | Indirect |
| 2013-09-10 | Common Stock | S | 9083.0 | $69.5 | Disposed | 80113 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 9083.0 | Disposed | 2018-11-06 | Common Stock (9083) | Direct |
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 15917.0 | Disposed | 2019-11-08 | Common Stock (15917) | Direct |
Footnotes
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.