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QUALCOMM INC/DE Director's Dealing 2013

Sep 11, 2013

10546_dirs_2013-09-11_d151fa6e-1edd-4e5f-8c46-799a5107b3d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-09-10

Reporting Person: ALTMAN STEVEN R (Vice Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-10 Common Stock M 15917.0 $44.75 Acquired 96030 Indirect
2013-09-10 Common Stock S 15917.0 $69.5 Disposed 80113 Indirect
2013-09-10 Common Stock M 9083.0 $35.66 Acquired 89196 Indirect
2013-09-10 Common Stock S 9083.0 $69.5 Disposed 80113 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-10 Non-Qualified Stock Option (right to buy) $35.66 M 9083.0 Disposed 2018-11-06 Common Stock (9083) Direct
2013-09-10 Non-Qualified Stock Option (right to buy) $44.75 M 15917.0 Disposed 2019-11-08 Common Stock (15917) Direct

Footnotes

F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.