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QUALCOMM INC/DE — Director's Dealing 2013
Nov 26, 2013
10546_dirs_2013-11-26_4f2b566a-4fc6-4057-a29d-ff8af6a9c1d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-11-22
Reporting Person: SULLIVAN DANIEL L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Common Stock | M | 57000.0 | $44.02 | Acquired | 68841 | Indirect |
| 2013-11-22 | Common Stock | S | 57000.0 | $72.9326 | Disposed | 11841 | Indirect |
| 2013-11-25 | Common Stock | A | 33409.0 | $0.0 | Acquired | 45250 | Indirect |
| 2013-11-25 | Common Stock | F | 17132.0 | $72.49 | Disposed | 28118 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Non-Qualified Stock Option (right to buy) | $44.02 | M | 57000.0 | Disposed | 2015-11-03 | Common Stock (57000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9469 | Direct |
Footnotes
F1: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $72.90 to $72.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.