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QUALCOMM INC/DE — Director's Dealing 2013
Jan 3, 2013
10546_dirs_2013-01-03_820758e7-5d4d-4337-821b-08bfe7f47bb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2012-12-31
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-02 | Common Stock | M | 22000.0 | $35.66 | Acquired | 466637.0 | Indirect |
| 2013-01-02 | Common Stock | S | 22000.0 | $63.6855 | Disposed | 444637.0 | Indirect |
| 2013-01-02 | Common Stock | M | 30000.0 | $35.66 | Acquired | 474637.0 | Indirect |
| 2013-01-02 | Common Stock | S | 30000.0 | $63.7442 | Disposed | 444637.0 | Indirect |
| 2013-01-02 | Common Stock | M | 21980.0 | $35.66 | Acquired | 466617.0 | Indirect |
| 2013-01-02 | Common Stock | S | 21980.0 | $64.1083 | Disposed | 444637.0 | Indirect |
| 2013-01-02 | Common Stock | M | 18020.0 | $37.29 | Acquired | 462657.0 | Indirect |
| 2013-01-02 | Common Stock | S | 18020.0 | $64.1083 | Disposed | 444637.0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 22000.0 | Disposed | 2018-11-06 | Common Stock (22000.0) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 30000.0 | Disposed | 2018-11-06 | Common Stock (30000.0) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 21980.0 | Disposed | 2018-11-06 | Common Stock (21980.0) | Direct |
| 2013-01-02 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 18020.0 | Disposed | 2017-11-11 | Common Stock (18020.0) | Direct |
| 2012-12-31 | Phantom Stock Unit | $1.0 | A | 7384.0 | Acquired | Common Stock (7384.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27839.0 | Direct |
| Common Stock | 459043.0 | Indirect |
| Common Stock | 459043.0 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $63.58 to $63.89. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $63.58 to $63.93. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: The sale prices for this transaction ranged from $63.96 to $64.31. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F6: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F7: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F8: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F9: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F10: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F11: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.