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QUALCOMM INC/DE — Director's Dealing 2013
Dec 4, 2013
10546_dirs_2013-12-04_c2c1e01f-3713-4fb6-920a-4880a2a0d330.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-12-02
Reporting Person: JACOBS PAUL E (Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-02 | Common Stock | M | 2854.0 | $37.29 | Acquired | 540304 | Indirect |
| 2013-12-02 | Common Stock | S | 2854.0 | $73.5639 | Disposed | 537450 | Indirect |
| 2013-12-02 | Common Stock | M | 121146.0 | $37.29 | Acquired | 658596 | Indirect |
| 2013-12-02 | Common Stock | S | 70000.0 | $73.7806 | Disposed | 588596 | Indirect |
| 2013-12-02 | Common Stock | S | 51146.0 | $73.5639 | Disposed | 537450 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-02 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 61697.0 | Disposed | 2017-11-11 | Common Stock (61697) | Direct |
| 2013-12-02 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 59449.0 | Disposed | 2017-11-11 | Common Stock (59449) | Direct |
| 2013-12-02 | Non-Qualified Stock Option (right to buy) | $37.29 | M | 2854.0 | Disposed | 2017-11-11 | Common Stock (2854) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28854 | Direct |
| Common Stock | 422904 | Indirect |
| Common Stock | 422904 | Indirect |
Footnotes
F1: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $73.53 to $73.68. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The sale prices for this transaction ranged from $73.71 to $73.87. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
F6: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
F7: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.