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QUALCOMM INC/DE — Director's Dealing 2013
Jul 29, 2013
10546_dirs_2013-07-29_b9b8313c-1692-4d5f-aa93-5046c4afec0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2013-07-26
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-26 | Common Stock | M | 7338.0 | $44.75 | Acquired | 14323.5374 | Direct |
| 2013-07-26 | Common Stock | S | 7338.0 | $64.0 | Disposed | 6985.5374 | Direct |
| 2013-07-26 | Common Stock | M | 12500.0 | $35.66 | Acquired | 19485.5374 | Direct |
| 2013-07-26 | Common Stock | S | 12500.0 | $64.0 | Disposed | 6985.5374 | Direct |
| 2013-07-26 | Common Stock | M | 8333.0 | $52.87 | Acquired | 15318.5374 | Direct |
| 2013-07-26 | Common Stock | S | 8333.0 | $64.0 | Disposed | 6985.5374 | Direct |
| 2013-07-26 | Common Stock | M | 1000.0 | $47.35 | Acquired | 7985.5374 | Direct |
| 2013-07-26 | Common Stock | S | 1000.0 | $64.0 | Disposed | 6985.5374 | Direct |
| 2013-07-26 | Common Stock | M | 2167.0 | $43.24 | Acquired | 9152.5374 | Direct |
| 2013-07-26 | Common Stock | S | 2167.0 | $64.0 | Disposed | 6985.5374 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-26 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 12500.0 | Disposed | 2018-11-06 | Common Stock (12500) | Direct |
| 2013-07-26 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 2167.0 | Disposed | 2018-04-24 | Common Stock (2167) | Direct |
| 2013-07-26 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 7338.0 | Disposed | 2019-11-08 | Common Stock (7338) | Direct |
| 2013-07-26 | Non-Qualified Stock Option (right to buy) | $47.35 | M | 1000.0 | Disposed | 2018-05-18 | Common Stock (1000) | Direct |
| 2013-07-26 | Non-Qualified Stock Option (right to buy) | $52.87 | M | 8333.0 | Disposed | 2018-08-03 | Common Stock (8333) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F2: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F3: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F4: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.